My Role

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A PROCESS YOU CAN DEPEND ON

For many, the value of working with an independent Investment Advisor Representative may be unknown. Simply put, it means having a dedicated partner to maximize your financial potential throughout life.  I work directly for you, without company incentives, so you can count on clear-cut solutions.   

HOW I AM COMPENSATED

LPL Financial provides each client the flexibility and transparency of how my income is earned. It is divided into three options depending on your situation and my role. Together, we can determine the most suitable single option for your needs.  

Fiduciary Services – As an LPL Investment Advisor Representative, I maintain a legal obligation along with LPL Financial, to act in the best interest of my client.  For accounts over $100,000, my compensation is a flat fee percentage assessed to the value of your account. I am tied directly to the performance of your account each quarter, whether up or down. 

Commission based – For payroll deduction plans or any other transaction to purchase securities, mutual funds or insurance plans, I receive a percentage directly from the company based upon the amount you deposit.  

Hourly – A simple, straight forward hourly rate is assessed. 

Oversight and Governance for Your Comfort

My business has the support of a leading financial services company. This means, my approach is team oriented and I have access to the tools, resources and guidance from many professionals.

Power of Affiliation (pdf)

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